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LABOR CODE
CHAPTER 414. DIVISION OF COMPLIANCE AND PRACTICES
§ 414.001. DEFINITION. In this chapter, "division" means the division of compliance and practices. Acts 1993, 73rd Leg., ch. 269, § 1, eff. Sept. 1, 1993. § 414.002. MONITORING DUTIES. (a) The division shall monitor for compliance with commission rules, this subtitle, and other laws relating to workers' compensation the conduct of persons subject to this subtitle, other than persons monitored by the division of medical review. Persons to be monitored include: (1) persons claiming benefits under this subtitle; (2) employers; (3) insurance carriers; and (4) attorneys and other representatives of parties. (b) The division shall monitor conduct described by Sections 415.001, 415.002, and 415.003 and refer persons engaging in that conduct to the division of hearings. (c) The division shall monitor payments made to health care providers on behalf of workers' compensation claimants who receive medical services to ensure that the payments are made on time as required by Section 408.027. Acts 1993, 73rd Leg., ch. 269, § 1, eff. Sept. 1, 1993. § 414.003. COMPILATION AND USE OF INFORMATION. (a) The division shall compile and maintain statistical and other information as necessary to detect practices or patterns of conduct by persons subject to monitoring under this chapter that: (1) violate this subtitle or commission rules; or (2) otherwise adversely affect the workers' compensation system of this state. (b) The commission shall use the information compiled under this section to impose appropriate penalties and other sanctions under Chapters 415 and 416. Acts 1993, 73rd Leg., ch. 269, § 1, eff. Sept. 1, 1993. § 414.004. PERFORMANCE REVIEW OF INSURANCE CARRIERS. (a) The division shall review regularly the workers' compensation records of insurance carriers as required to ensure compliance with this subtitle. (b) Each insurance carrier, the carrier's agents, and those with whom the carrier has contracted to provide, review, or monitor services under this subtitle shall: (1) cooperate with the division; (2) make available to the division any records or other necessary information; and (3) allow the division access to the information at reasonable times at the person's offices. (c) The insurance carrier, other than a governmental entity, shall pay the reasonable expenses, including travel expenses, of an auditor who audits the workers' compensation records at the office of the insurance carrier. Acts 1993, 73rd Leg., ch. 269, § 1, eff. Sept. 1, 1993. § 414.005. INVESTIGATION UNIT. The division shall maintain an investigation unit to conduct investigations relating to alleged violations of this subtitle or commission rules, with particular emphasis on violations of Chapters 415 and 416. Acts 1993, 73rd Leg., ch. 269, § 1, eff. Sept. 1, 1993. § 414.006. REFERRAL TO OTHER AUTHORITIES. For further investigation or the institution of appropriate proceedings, the division may refer the persons involved in a case subject to an investigation to: (1) the division of hearings; or (2) other appropriate authorities, including licensing agencies, district and county attorneys, or the attorney general. Acts 1993, 73rd Leg., ch. 269, § 1, eff. Sept. 1, 1993. § 414.007. REVIEW OF REFERRALS FROM DIVISION OF MEDICAL REVIEW. The division shall review information and referrals received from the division of medical review concerning alleged violations of this subtitle and, under Sections 414.005 and 414.006 and Chapters 415 and 416, may conduct investigations, make referrals to other authorities, and initiate administrative violation proceedings. Acts 1993, 73rd Leg., ch. 269, § 1, eff. Sept. 1, 1993.



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